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Wealth Management Consultants Colorado, Llc
Registered Investment Advisor (RIA) | Firm
0 reviews

Tagline

Overview
Company Info
Performance
Red Flags
Reviews
 
Individual Information

Registration:

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Employer:

Years Experience:

4

Office Location:

Primary Office City: 

Certifications:

Exams Passed:

Registered in:

Previous Employers:

Potential Red Flags

Regulatory Actions?

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Previously bankrupt?

Outstanding bonds?

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Previously investigated?

Employer terminations?

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Criminal Record?

Civil record?

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Regulatory judgements?

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Customer complaints?

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Overview

Disciplinary Actions?

No

Years Experience:

4

# of Clients:

38

% Focus on Individuals:

100%

Advisor Scorecard

Assets Managed

$178,986,693

Industry Average

Smaller Firm

Bigger Firm

Average Client Investment

$4,710,176

Industry Average

More Open

Very Exclusive

Clients Per Advisory Emloyee

38

Industry Average

Personal Advice

Automated Advice

About

Firm Description

 
Company Information

Main Office Location:

Total Number of Offices:

Total Employees:

Denver, Colorado

1

1

Employee and Contractor Breakdown

Firm's Other Business Activities:

Firm Services:

Total Number of Clients:

38

Client Breakdown

Fund Info & Performance 

Fee Options:

Investing Specialties: 

Advisor Fund(s) vs. S&P 500 (info withheld by advisor)

arrow&v

Fund Description

Fund Fee Description

Cumulative Returns Benchmarks (info withheld by advisor).

 
 
Disciplinary Actions (Red Flags):

Any disciplinary activity?

Convicted of felony?

No

No

Charged with felony?

No

Securities related misdemeanors?

No

Charged misdemeanors?

No

No

SEC false statements?

No

SEC denials, suspensions?

No

Ordered issued by SEC? 

 

No

Civil money penalty?

 

Other false statements?

No

Other regulations violations?

No

No

Other denials, suspensions, etc?

 

Other orders issued by SEC?

No

Other denials, suspensions, etc?

No

No

SRO false statements?

SRO regulations violations?

SRO denials, suspensions, etc?

No

No

SRO disciplinary actions?

No

No

Revocation of a contractor?

No

Under criminal proceeding?

No

Any civil enjoinment?

No

Any civil violations?

No

Any civil dismissials?

No

Under civil proceeding?

 

Reviews of:

Wealth Management Consultants Colorado, Llc

5.0

0 reviews

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Garry Stewart
Review Sourced From Google Maps
Length of relationship unknown

06/29/2015 15:48:56

Good people helped with every prob