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Westover Capital Advisors, Llc
Registered Investment Advisor (RIA) | Firm
0 reviews

Information not submitted by firm.

Overview
Company Info
Performance
Red Flags
Reviews
 
Individual Information

Registration:

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Employer:

Years Experience:

15

Office Location:

Primary Office City: 

Certifications:

Exams Passed:

Registered in:

Previous Employers:

Potential Red Flags

Regulatory Actions?

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Previously bankrupt?

Outstanding bonds?

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Previously investigated?

Employer terminations?

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Criminal Record?

Civil record?

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Regulatory judgements?

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Customer complaints?

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Overview

Disciplinary Actions?

No

Years Experience:

15

# of Clients:

177

% Focus on Individuals:

92%

Advisor Scorecard

Assets Managed

$278,613,700

Industry Average

Smaller Firm

Bigger Firm

Average Client Investment

$1,383,598

Industry Average

More Open

Very Exclusive

Clients Per Advisory Emloyee

59

Industry Average

Personal Advice

Automated Advice

About

Welcome to Westover Capital.

Westover Capital Advisors (Westover) is an independent, privately-owned investment and wealth management firm founded in 1999. We have a fiduciary relationship with all of our clients. This means we have a fundamental obligation to act in the best interests of our clients, and to provide advice which we believe is always in their best interests. In addition to our advice, we offer our clients a duty of undivided loyalty and utmost good faith.

Westover is a fee-based advisor providing our services primarily to high net-worth individuals, their families, family offices and foundations. We tailor our strategies toward their needs. We do this by providing our clients sophisticated, thoughtful and goal-oriented financial advice. Our dedicated advisors personally get to know our clients in order to design customized strategies that integrate the pieces of their financial life holistically in order to help them grow, preserve, transfer and structure their wealth in accordance with their particularized goals.

At Westover, our team of financial experts work to seek solutions for challenges created by the scale of our client’s wealth. We work to address the myriad wealth management and investment challenges that arise from our client’s personal, legacy and business needs.

As our client, we believe our advice should reflect not only where you are today, but also should provide alternative scenarios for where you want to go tomorrow. We are aware of the unique circumstances that apply to each of our clients, and are both mindful of and humbled by our role as your trusted advisor. Westover’s advisors rely on their experience, training and judgment to create customized portfolios, client-specific plans and recommendations. Our advisors hold advanced degrees and certifications in the investment field (CFA®), financial planning arena (CFP®), business administration (MBA) and in law (JD).

If this philosophy resonates with you, we invite you to have a confidential conversation with us.

 
Company Information

Main Office Location:

Total Number of Offices:

Total Employees:

Wilmington, Delaware

1

5

Employee and Contractor Breakdown

Firm's Other Business Activities:

Firm Services:

Total Number of Clients:

177

Client Breakdown

Fund Info & Performance 

Fee Options:

Investing Specialties: 

Advisor Fund(s) vs. S&P 500 (info withheld by advisor)

arrow&v

Fund Description

Fund Fee Description

Cumulative Returns Benchmarks (info withheld by advisor).

 
 
Disciplinary Actions (Red Flags):

Any disciplinary activity?

Convicted of felony?

No

No

Charged with felony?

No

Securities related misdemeanors?

No

Charged misdemeanors?

No

No

SEC false statements?

No

SEC denials, suspensions?

No

Ordered issued by SEC? 

 

No

Civil money penalty?

 

Other false statements?

No

Other regulations violations?

No

No

Other denials, suspensions, etc?

 

Other orders issued by SEC?

No

Other denials, suspensions, etc?

No

No

SRO false statements?

SRO regulations violations?

SRO denials, suspensions, etc?

No

No

SRO disciplinary actions?

No

No

Revocation of a contractor?

No

Under criminal proceeding?

No

Any civil enjoinment?

No

Any civil violations?

No

Any civil dismissials?

No

Under civil proceeding?

 

Reviews of:

Westover Capital Advisors, Llc

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Sept. 23, 2023 at 11am

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